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Military Article 32 Preliminary Hearings

The Fifth-Amendment constitutional right to grand jury indictment is expressly inapplicable to the Armed Forces. In its absence, Article 32 of the Uniform Code of Military Justice (Section 832 of Title 10, United States Code), requires a thorough and impartial preliminary hearing of charges and specifications before they may be referred to a general court-martial (the most serious level of courts-martial). However, the accused may waive the Article 32 hearing requirement. The purpose of this preliminary hearing is to inquire into the truth of the matter set forth in the charges, to consider the form of the charges, and to secure information to determine what disposition should be made of the case in the interest of justice and discipline. The purpose of the hearing is not supposed to serve as a means of pretrial discovery for the accused and defense counsel. However, copies of the criminal hearing and witness statements are typically provided and witnesses who testify on matters relevant to whether there is probable cause to believe an offense was committed.

Procedures. An Art. 32 preliminary hearing is normally directed when it appears the charges are of such a serious nature that trial by general court-marital may be warranted. The commander directing an Article 32 preliminary hearing details a commissioned officer as preliminary hearing officer (PHO), who will conduct the hearing and make a report of conclusions and recommendations. The PHO is never the accuser. The PHO may or may not have any legal training, although the use of military attorneys (judge advocates) is common practice, for example, the Air Force details military judges as PHOs. If the PHO is not a lawyer, he or she may seek legal advice from an impartial source, but may not obtain such advice from counsel for any party. Unless there’s good reason, the PHO shall be equal or senior in rank to government and detailed defense counsel.

An Art. 32 preliminary hearing is scheduled as soon as reasonably possible after the PHO’s appointment. The hearing is normally attended by the PHO, counsel for the command, the accused and the defense counsel. In some cases, the commander will also detail a court reporter and an interpreter. Ordinarily, this preliminary hearing is open to the public and the media.

The PHO will, generally, review all non-testimonial evidence and then proceed to examination of witnesses. Except for a limited set of rules on privileges, interrogation, and the rape-shield rule, the military rules of evidence (which are similar to the federal rules of evidence) do not apply at this preliminary hearing. This does not mean, however, that the PHO ignores evidentiary issues. The PHO will comment on all evidentiary issues that are critical to a case’s disposition. All testimony is taken under oath or affirmation, except that an accused may make an unsworn statement.

The defense may cross-examine witnesses on issues related to probable cause and the disposition of the case. If the commander details an attorney to represent the United States, this government representative will normally conduct a direct examination of the government witnesses. This is followed by cross-examination by the defense and examination by the PHO upon completion of questioning by both counsel. Likewise, if a defense witness is called, the defense counsel will normally conduct a direct examination followed by a government cross-examination. After redirect examination by the defense counsel, or completion of questioning by both counsel, the PHO may conduct additional examination. The exact procedures to be followed in the hearing are not specified in either the Uniform Code of Military Justice or the Manual for Court-Martial. The PHO, however, will generally:

Upon completion of the hearing, the PHO submits a written report of the hearing to the commander who directed the hearing. The report must include:

Upon completion, the report is forwarded to the commander who directed the hearing for a decision on disposition of the offenses.

Rights of the Accused. The accused at an Article 32 hearing has several important rights.

The accused has a right to waive an Article 32 hearing and such waiver may be made a condition of a plea bargain. If the hearing is not waived, the accused is entitled to be present throughout the preliminary hearing (unlike a civilian grand jury proceeding). At the hearing, the accused has the right to be represented by an appointed military defense counsel or may request an individual military defense counsel by name and may hire a civilian attorney at his or her own expense. Again, unlike a civilian grand jury proceeding, the servicemember, through the member’s attorney, has the following rights: to call witnesses; to present evidence; to cross-examine witnesses called during the hearing; to compel the attendance of reasonably available military witnesses (except the alleged victim) if the PHO finds that their testimony is relevant, necessary, and not cumulative to other evidence presented; to ask the PHO to invite relevant civilian witnesses to provide testimony during the hearing; and, to testify, although he or she cannot be compelled to do so.

The accused must be served with a copy of the PHO’s report and associated evidence. Within five days of receipt, the accused may submit objections or comments regarding the report to the commander who directed the hearing.

Comparison to the Civilian Preliminary Hearing and Grand Jury Process. The Article 32 hearing has often been compared to both the civilian preliminary hearing and the civilian grand jury system since it is functionally similar to both. All three of these proceedings are theoretically similar in that each is concerned with determining whether there is sufficient probable cause (reasonable grounds) to believe a crime was committed and whether the person accused of the crime committed it. The Article 32 hearing, however, is broader in scope and more protective of the accused. As such, it is not completely analogous to either proceeding.

A civilian defendant at a preliminary hearing may have the right to counsel, the right to cross-examine witnesses against him or her, and the right to introduce evidence in his or her behalf. However, an Article 32 hearing is considered broader in scope because it supplies the convening authority with information on which to make a disposition decision. While a decision by a magistrate at a preliminary hearing is generally final, the PHO’s decision is merely advisory.

Unless waived, a civilian defendant may be prosecuted in a federal court for an offense punishable by death, imprisonment for a term exceeding one year, or imprisonment at hard labor only after indictment by a grand jury. (An indictment is a formal written accusation or charge). This Fifth Amendment constitutional right does not apply to state prosecutions—although some state constitutions and statutes have provisions that are analogous to the Fifth Amendment and require an indictment by a grand jury for a felony or other defined offenses. Accordingly, if a service member is tried in a state court, his or her right to indictment by grand jury is dependent upon the particular state’s procedures.

The grand jury is a closed, secret proceeding in which only the prosecution is represented. The body of jurors decides to indict based upon evidence frequently provided solely by the prosecutor. This may even happen without the accused even having knowledge of the proceeding. Inspection or disclosure of the transcript of the proceeding after indictment is also, generally, severely limited. Obviously, by his absence, a defendant is precluded from the opportunity to confront and cross-examine witnesses, to present evidence, call witnesses in his or her favor, or even to speak for him or herself. If a defendant is called before a grand jury, he or she cannot be compelled to make an incriminating statement; however, he has no right to have a lawyer present through or at any other part of the proceeding. If a grand jury does not indict, the decision is generally final and charges against the defendant are usually dismissed.

The Article 32 hearing, in contrast, is generally an open proceeding that may be attended by the public. Unlike a grand jury proceeding, the accused has the right to be present at the hearing; the right to be represented by an attorney; the right to present evidence; the right to review a copy of the preliminary report as well as the several other important rights discussed above. Again, the recommendation of the Article 32 PHO is not final—it is only advisory.

Beyond Article 32 of the Uniform Code of Military Justice (Section 832 of Title 10, United States Code), additional rules on Article 32 investigations are contained at Rule for Courts-Martial (R.C.M) 405, as supplemented by case law and service regulations.


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